Whether you're building a new house or an investment portfolio, you need to establish a solid foundation first. Gaining an in-depth understanding of your financial goals is key to this process. This questionnaire is designed to help you determine your investment objective, which serves as the foundation of your portfolio and guides us in making investment recommendations. Your investment objective is based on many factors, including your financial goals, tolerance for risk and time horizon.
To build your portfolio, you must clearly define your financial goals. Short-term goals may include buying a house or financing a dream vacation. Long-term goals may include saving for your child's education or planning for retirement.
Your time horizon defines when you want to achieve a goal. It could be 1-5 years, 5-10 years, 15 years or 30+ years.
Risk is an unavoidable part of investing. Historically, investments with higher returns have required a higher tolerance for risk. Therefore, by clearly defining your risk tolerance, we can determine the investments for your portfolio.
Over time, your goals and financial situation may shift. It's important for us to discuss any changes, as your original investment objective may need to be reevaluated.
This Profile Questionnaire is for general discussion purposes only. Its conclusions should be considered general information only and may not be used, and should not be considered, in lieu of standard Equitable Advisors fact finders and risk tolerance questionnaires.
Securities offered through Equitable Advisors, LLC (NY, NY (212) 314-4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an investment advisor registered with the SEC.
Equitable Advisors, LLC (Equitable Financial Advisors in MI & TN) is proud to offer the wide-ranging products and services of LPL Financial. LPL Financial is one of the nation's leading financial services companies and a leading independent broker/dealer. With headquarters in Boston, San Diego and Charlotte, LPL Financial provides premier service and support to financial advisors nationwide.
Equitable Advisors, LLC (Equitable Financial Advisors in MI & TN) serves as the introducing broker/dealer and LPL Financial (member FINRA, SIPC) serves as the clearing broker/dealer for brokerage accounts. Equitable Advisors, LLC (Equitable Financial Advisors in MI & TN) serves as an investment advisor and LPL Financial serves as the principal sponsor, an investment advisor and the broker/dealer for the LPL Financial investment advisory programs offered through Equitable. Equitable Advisors and its financial professionals are not affiliated with LPL Financial. Additional investment advisory programs are offered through third-party program sponsors who are unaffiliated with Equitable Advisors and LPL Financial. Equitable Advisors serves as an investment advisor in referring clients to these programs and the third party serves as the principal sponsor and an investment advisor. These programs may clear through or retain broker/dealers other than Equitable Advisors or LPL Financial and may be unaffiliated with either party. Equitable Financial Life Insurance Company (NY, NY) is an affiliate of Equitable Advisors, LLC (Equitable Financial Advisors in MI & TN).
Equitable Advisors, LLC (Equitable Financial Advisors in MI & TN) and its affiliates do not provide tax or legal advice.